Lake Street Financial, LLC is a Registered Investment Adviser with the United States Securities and Exchange Commission and pursuant to pertinent laws and regulations, also maintains a “notice filing” with several other states. This website is published solely for informational purposes and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments. Lake Street does not render or offer to render personalized investment advice of financial planning advice through its website. Specific advice is given only within the context of our contractual agreements with each client. This website is limited to the dissemination of general information about our service offerings and provides an alternative method for prospective clients to learn more about us and contact us. Advice may only be rendered after the delivery of Form ADV Part 2A, and the execution of an investment advisory agreement by the client and the adviser.
References made to third parties are based on information obtained from sources believed to be reliable but are not guaranteed as being accurate. Visitors should not regard it as a substitute for the exercise of their own judgment. Any opinions expressed in this site are subject to change without notice and Lake Street is not under any obligation to update or keep current the information contained herein. Lake Street accepts no liability whatsoever for any loss or damage of any kind arising out of the use of all or any part of this material. Our comments are an expression of opinion. While we believe our statements to be true, they always depend on the reliability of our own credible sources. We recommend that you consult with a licensed, qualified investment adviser before making any investment decisions.
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Diversification does not ensure a profit or guarantee against a loss. There is no assurance that any investment strategy will be successful. Investing involves risk and you may incur a profit or a loss.
Advisory services are offered through Lake Street Financial, LLC (“Lake Street”), an SEC Registered Investment Adviser.
Securities offered through Purshe Kaplan Sterling Investments, member FINRA / SIPC / FINRA BrokerCheck, headquartered at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling Investments and Lake Street are not affiliated companies.
Source: Forbes “Best-in-State Wealth Advisors” list, January 16, 2020. For more information about the selection criteria, go to https://www.forbes.com/sites/rjshook/2020/01/16/forbes-best-in-state-wealth-advisors-methodology-2020/#6d803adcfedc. Forbes is a trademark of Forbes Media LLC. All rights reserved. These rankings and ratings are not representative nor indicative of any one client’s experience, future performance, or investment outcome and such rankings should not be construed as an endorsement of the advisor.
Source: Forbes “Best-in-State Next-Generation Wealth Advisors” list, September 4, 2019. For more information about the selection criteria, go to https://www.forbes.com/sites/rjshook/2017/07/25/methodology-forbes-top-500-top-next-generation-wealth-advisors. Forbes is a trademark of Forbes Media LLC. All rights reserved. These rankings and ratings are not representative nor indicative of any one client’s experience, future performance, or investment outcome.
Source: Forbes’ “America’s Top Next-Generation Wealth Advisors” list, July 2017. For more information about the selection criteria, go to https://www.forbes.com/sites/rjshook/2017/07/25/methodology-forbes-top-500-top-next-generation-wealth-advisors. Forbes is a trademark of Forbes Media LLC. All rights reserved. These rankings and ratings are not representative nor indicative of any one client’s experience, future performance, or investment outcome.
Five Star Disclosure
Justin Terzo of Lake Street Financial LLC received The FIVE STAR Wealth Manager Award in the Wealth Management Category. It is important to note that thousands of advisors are considered for the award and historically less than 10 percent received the award in any one of 45 major markets. Crescendo Business Services (Crescendo) created and conducted the survey.
Consideration for inclusion in The FIVE STAR Wealth Manager Award program is based on an evaluation that considers one-year client retention rate, five-year client retention rate, non-institutional discretionary and/or non-discretionary client assets administered, number of client households served and education and professional designations. Only wealth managers with five years of experience in the financial services industry are considered. Additionally, the wealth managers who have made the list must qualify as having a favorable regulatory and compliant history review. To qualify as having a favorable regulatory and compliant history for this award, the wealth manager cannot have (1) been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine, (2) had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professional’s consumer compliant process, (3) individually contributed to a financial settlement of a customer compliant filed with a regulatory authority, (4) filed for bankruptcy, or (5) been convicted of a felony.
The inclusion of a wealth manager on The FIVE STAR Wealth Manager Award list should not be construed as an endorsement of the wealth manager by Crescendo nor should it be inferred that the responses used from the survey represent the experience of any clients. This award does not evaluate the quality of service provided and the wealth manager may have had unfavorable ratings. The rating is not indicative of the wealth manager’s future performance. Additionally, while a recipient of the award is not compelled to pay Crescendo for consideration or to receive the award, the recipient may have to compensate Cresendo for the use of their proprietary material. Cresendo is a for-profit entity.